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Compliance Monitoring Specialist

Cardiff, South Glamorgan
Remote Working
Remote Working
£35,000 to £40,000
Job Type
7 Sep 2022

Are you looking for a Compliance Monitoring opportunity that offers great experience, the chance to really progress your career and a high degree of agile working? Then look no further .

This company is on a journey. Despite being very well established and highly successful already, they're still looking to grow and offer an increased range of products to their customers. Their Compliance function is growing as a result and such growth creates opportunities for your own career progression.

In addition, the business operates a really flexible working policy, meaning staff need only pop into either their Cardiff or Newport office once a week, spending the rest of their time working from home.

You'll provide a Compliance Monitoring service to the business, undertaking risk-based oversight activity in line with the Compliance Monitoring Plan (planning, testing and reporting). You'll support the Compliance Monitoring Manager with the annual planning process as well as periodic and event-driven reviews.

In addition, as part of the wider Compliance team, you'll help to embed a real compliance and conduct culture within the business.

You'll have gained good Compliance experience an advisory capacity within the Financial Services world (we're interested in speaking to people from all areas of the Financial Services world), with a very strong understanding of conduct. You'll also need excellent stakeholder management and interpersonal skills.

And you'll be highly values driven. You'll share the firm's desire to deliver the best customer experience and outcomes.


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  • Job Reference: 706415582-2
  • Date Posted: 7 September 2022
  • Recruiter: Willow Resourcing
    Willow Resourcing
  • Location: Cardiff, South Glamorgan
  • Remote Working: Some remote working possible
  • Salary: £35,000 to £40,000
  • Sector: Legal
  • Job Type: Permanent